8-K 1 f8k122718_heliosandmath.htm CURRENT REPORT

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 27, 2018

 

HELIOS AND MATHESON ANALYTICS INC.

(Exact name of Registrant as specified in charter)

 

Delaware   0-22945   13-3169913
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification Number)

 

Empire State Building

350 5th Avenue

New York, New York 10118

(Address of principal executive offices)

 

Registrant�s telephone number, including area code: (212) 979-8228

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13(e)-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (�230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (�240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On December 27, 2018, Helios and Matheson Analytics Inc. (�we,� �our,� or the �Company�) held an annual meeting of stockholders. A total of 1,668,207,926 shares of our common stock, par value $0.01 (the �Common Stock�) and 20,500 shares of our Series A Preferred Stock (the �Preferred Stock�) were outstanding as of December 5, 2018, the record date for the annual meeting. For each share of Common Stock held as of the record date, the holder was entitled to one vote on each proposal to be voted on. For each share of Preferred Stock held as of the record date, the holder was entitled to 3,205 votes on each proposal that was voted on. Set forth below are the matters acted upon at the special meeting and the final voting results on each matter as reported by our inspector of elections.

 

1. Each of the following nominees was elected to serve as a director until the next annual meeting or until the election and qualification of his successor.

 

Nominee  For  Against  Abstentions  Broker Non-Votes
Theodore Farnsworth  128,652,729  239,651,518  9,976,606  989,543,223
Muralikrishna Gadiyaram  141,555,137  220,727,816  15,997,900  989,543,223
Prathap Singh  153,845,658  207,054,499  17,380,696  989,543,223
Gavriel Ralbag  166,497,200  193,714,150  18,069,503  989,543,223
Joseph Fried  223,997,924  136,227,614  18,055,315  989,543,223

 

2. The proposal to ratify the appointment of Rosenberg Rich Baker Berman, P.A. as the independent auditor of the Company for the year ending December 31, 2018 was approved.

 

For   Against   Abstentions   Broker Non-Votes 
 971,186,106    339,636,866    57,001,104    0 

 

3. The proposal to approve, on an advisory basis, the 2017 compensation of the Company�s named executive officers, was not approved.

 

For   Against   Abstentions   Broker Non-Votes 
 120,979,356    247,550,142    9,751,355    989,543,223 

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  HELIOS AND MATHESON ANALYTICS INC.
     
Date: December 31, 2018 By:  /s/ Theodore Farnsworth
   

Theodore Farnsworth

Chief Executive Officer

 

2